March 14, 2012

The top 10 people to watch in the RIA business in 2012, Part 2

1. Shirl Penney, CEO, and Todd Thomson, chairman, founders, Dynasty Financial Partners

Shirl Penney: Firms wouldn’t continue to plug into us if we were an added layer of expense.

Dynasty Financial Partners LLC came into existence a year ago with a splash — riveting the industry’s attention with a giant advisor win, an impressive list of backers, youthful founders, a lengthy Bloomberg feature story, not to mention a lawsuit — and has been making big waves ever since.

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